Senior Executive Vice President The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. John Turner is president and chief executive officer of Regions Financial Corporation. Senior Executive Vice President His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Privacy Policy. She currently holds Series 79, Series 63 and Series 24 licenses. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Gartner Terms of Use She leads all institutional, retail and fixed income investor relations functions. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Discover the four best practice approaches in investigation management. William D. Ritter Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Senior Executive Vice President In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Nix will report to Tara Plimpton, chief legal officer for the bank. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. David J. Turner, Jr. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Boots Gale, III is general counsel and corporate secretary for Regions. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Prior to assuming her current role, she was named associate director of investor relations in 2010. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . September 13 Law and regulation Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Andrews experience and insights will help us build on these accomplishments. A bank executive develops a new product, maybe a fee-generation concept. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Head of Wealth Management Group. Chief Digital Officer. Regions provides links to other websites merely and strictly for your convenience. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. He is also a member of the Southeastern Council of Foundations. This 32-page document allows for easier reading and reference. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. February 9, 2021. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Bill Ritter serves as Head of the Wealth Management group. John B. Owen Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Chief Enterprise Operations and Technology Officer. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Hope D.Mehlman He is a member of the banks Executive Leadership Team. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. C. Matthew Lusco Executive Vice President Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Beth Ardoin Chief Communications Officer . Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. John M. Turner, Jr. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Birmingham's largest bank has added a new leader to its ranks. Privacy Policy. 2023 Regions Bank. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Pichel began his career as a financial analyst with General Motors. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Kate R. Danella Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Ritter is a member of Regions Executive Leadership Team. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. He is also a member of the companys Executive Leadership Team. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Chief Governance Officer and Assistant Corporate Secretary. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Most recently, Danella served as Head of Private Wealth Management. Ronald G. Smith Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Regions Bank is an Equal Housing Lender and Member FDIC. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Chief Transformation Officer. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Fill out the form to connect with a representative and learn more. Gartner Terms of Use Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Regions provides links to other websites merely and strictly for your convenience. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Core Product Marketing. Regions Investment Solutions is a marketing name of Cetera Investment Services. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Nix commits much of his time to community engagement and professional organizations. The solution? Chief Risk Officer . Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Senior Executive Vice President Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture.
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